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AUSTRALIA
Disclaimer to be provided pursuant to ASIC Instrument Number 09-01076 Condition 2(c)
of Schedule C
Global Hunter Securities LLC (
GHS) does not hold an Australian financial
services licence (AFS Licence) and is exempt from the requirement to hold an AFS
Licence under the Corporations Act 2001 in respect of the financial services it
provides in this jurisdiction. GHS is regulated by the US Securities & Exchange
Commission under US laws, which differ from Australian laws.
ONTARIO, CANADA
Reliance on International Dealer Exemption pursuant to subsection 8.18(2) of National
Instrument 31-103 Registration Requirements and Exemptions
(“NI 31-103”) and Notification to Permitted Clients of the prescribed information
under subsection 8.18(4)(b) of NI 31-103. Please be advised that Global Hunter Securities,
LLC has relied on the International Dealer Exemption pursuant to NI 31-103 in Canada.
Please note that:
(i) Global Hunter Securities, LLC is not registered in Canada;
(ii) Global Hunter Securities, LLC ‘s jurisdiction of residence is the United States;
(iii) the name and address of the agent for service of process of Global Hunter
Securities, LLC in the local jurisdiction is 152928 Canada Inc., c/o Stikeman Elliott
LLP, 5300 Commerce Court West, 199 Bay Street, Toronto, Ontario M5L 1B9, Canada;
(iv) there may be difficulty enforcing legal rights against Global Hunter Securities,
LLC because it is resident outside Canada and all or substantially all of its assets
may be situated outside of Canada.