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subject to change without notice. Additional information is available upon request.
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We will not update material contained in this message. Although we use reasonable
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or errors contained in, or omissions from, this information. Global Hunter Securities
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AUSTRALIA
Disclaimer to be provided pursuant to ASIC Instrument Number 09-01076 Condition 2(c)
of Schedule C
Global Hunter Securities LLC (
GHS) does not hold an Australian financial
services licence (AFS Licence) and is exempt from the requirement to hold an AFS
Licence under the Corporations Act 2001 in respect of the financial services it
provides in this jurisdiction. GHS is regulated by the US Securities & Exchange
Commission under US laws, which differ from Australian laws.
CANADA
Reliance on International Dealer Exemption pursuant to subsection 8.18(2) of National
Instrument 31-103 Registration Requirements and Exemptions
(“NI 31-103”) and Notification to Permitted Clients of the prescribed information
under subsection 8.18(4)(b) of NI 31-103. Please be advised that Global Hunter Securities,
LLC has relied on the International Dealer Exemption pursuant to NI 31-103 in Canada.
Please note that:
(i) Global Hunter Securities, LLC is not registered in Canada;
(ii) Global Hunter Securities, LLC ‘s jurisdiction of residence is the United States;
(iii) the name and address of the agent for service of process of Global Hunter
Securities, LLC in the local jurisdiction is 152928 Canada Inc., c/o Stikeman Elliott
LLP, 5300 Commerce Court West, 199 Bay Street, Toronto, Ontario M5L 1B9, Canada;
(iv) there may be difficulty enforcing legal rights against Global Hunter Securities,
LLC because it is resident outside Canada and all or substantially all of its assets
may be situated outside of Canada.
The information contained herein is not, and under no circumstances is to be construed
as, a prospectus, an advertisement, a public offering, an offer to sell securities
described herein, solicitation of an offer to buy securities described herein, in
Canada or any province or territory thereof. Any offer or sale of the securities
described herein in Canada will be made only under an exemption from the requirements
to file a prospectus with the relevant Canadian securities regulators and only by
a dealer properly registered under applicable securities laws or, alternatively,
pursuant to an exemption from the dealer registration requirement in the relevant
province or territory of Canada in which such offer or sale is made. Under no circumstances
is the information contained herein to be construed as investment advice in any
province or territory of Canada and is not tailored to the needs of the recipient.
To the extent that the information contained herein references securities of an
issuer incorporated, formed or created under the laws of Canada or a province or
territory of Canada, any trades in such securities must be conducted through a dealer
registered in Canada. No securities commission or similar regulatory authority in
Canada has reviewed or in any way passed upon these materials, the information contained
herein or the merits of the securities described herein and any representation to
the contrary is an offence.
Market Making
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Atwood Oceanics, Inc.
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Basic Energy Services, Inc.
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Callon Petroleum Co.
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Cameron International Corporation
(CAM)
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CARBO Ceramics Inc.
(CRR)
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Carrizo Oil & Gas Inc.
(CRZO)
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Clayton Williams Energy, Inc.
(CWEI)
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Complete Production Services, Inc.
(CPX)
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Comstock Resources, Inc.
(CRK)
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Concho Resources, Inc.
(CXO)
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Crimson Exploration, Inc.
(CXPO)
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Cross Border Resources Inc
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Dresser-Rand Group Inc.
(DRC)
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Endeavour International Corporation
(END)
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Energy Partners Ltd.
(EPL)
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First Surgical Partners Inc
(FSPI)
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Flotek Industries Inc.
(FTK)
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FMC Technologies, Inc.
(FTI)
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Goodrich Petroleum Corp.
(GDP)
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Harvest Natural Resources, Inc.
(HNR)
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Helmerich & Payne Inc.
(HP)
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Hornbeck Offshore, Inc.
(HOS)
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Key Energy Services Inc.
(KEG)
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Magnum Hunter Resources, Corp.
(MHR)
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Mitcham Industries Inc.
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Nabors Industries Ltd.
(NBR)
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National Oilwell Varco, Inc.
(NOV)
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Northern Oil and Gas, Inc.
(NOG)
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Oil States International, Inc.
(OIS)
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Patterson-UTI Energy Inc.
(PTEN)
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Petroquest Energy, Inc.
(PQ)
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Pioneer Drilling Co.
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Pioneer Natural Resources Co.
(PXD)
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Plains Exploration & Production Co.
(PXP)
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Precision Drilling Corp.
(PDS)
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Quicksilver Resources, Inc.
(KWK)
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RAM Energy Resources, Inc.
(RAM)
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Range Resources Corporation
(RRC)
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Rex Energy Corporation
(REXX)
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Robbins & Myers, Inc.
(RBN)
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Rosetta Resources, Inc.
(ROSE)
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SandRidge Energy, Inc.
(SD)
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Sunridge Gold Corp.
(SGC)
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Superior Energy Services, Inc.
(SPN)
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TransAtlantic Petroleum
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Ultra Petroleum Corp.
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