Rule 606 of SEC Regulation NMS requires broker-dealers receiving non-directed client orders of certain customers' orders in NASDAQ and listed stocks and listed options to publicly disclose, on a quarterly basis, the top execution venues to which such orders are routed for execution.

The required statistics are intended to provide only an overview of our order routing practices. Accordingly, the statistics do not create a reliable basis on which to assess whether Global Hunter Securities or any other trading venue has satisfied its duty of best execution.

We have made every attempt to prepare these statistics in compliance with the SEC's rules. However, these statistics have not been audited and may contain errors. Accordingly, any decision about whether to open an account or to direct orders to Global Hunter should not be based solely on these statistics, but on an evaluation of the full range of services that we provide.
You may visit the SEC Web site for more information on the Disclosure of SEC-Required Order Execution and Routing Practices, Regulation NMS and interpretative frequently asked questions (Staff Legal Bulletin No. 13A).

Please click here for Global Hunter Securities' quarterly Rule 606 statistics for the past calendar quarter.

If you wish to download Global Hunter Securities, LLC’s Disclosure of SEC-Required Order Execution Information use the links below:

Rule 605 (formerly known as Rule 11Ac1-5) eligible activity