Rule 606 of SEC Regulation NMS requires broker-dealers receiving non-directed client
orders of certain customers' orders in NASDAQ and listed stocks and listed options
to publicly disclose, on a quarterly basis, the top execution venues to which such
orders are routed for execution.
The required statistics are intended to provide only an overview of our order routing
practices. Accordingly, the statistics do not create a reliable basis on which to
assess whether Global Hunter Securities or any other trading venue has satisfied
its duty of best execution.
We have made every attempt to prepare these statistics in compliance with the SEC's
rules. However, these statistics have not been audited and may contain errors. Accordingly,
any decision about whether to open an account or to direct orders to Global Hunter
should not be based solely on these statistics, but on an evaluation of the full
range of services that we provide.
You may visit the
SEC Web site for more information
on the
Disclosure of SEC-Required Order Execution and Routing Practices,
Regulation NMS and interpretative frequently asked questions (
Staff Legal Bulletin No. 13A).
Please click
here for Global Hunter Securities' quarterly Rule 606 statistics for the past calendar quarter.